Back to top

Financial Services

East Malling

19/01/2022

Type of Position: Paraplanner
Pay: Negotiable

Paraplanner

Our client is looking for a talented Paraplanner to join their team, with options to be based in Hessle, Sheffield or East Malling. This is a key role within the business, providing support to the Wealth Planners on financial strategies, plans and products to clients.

Key Responsibilities:

Adherence to Management System & Controls
Maintain an up to date knowledge of company policies and procedures
Ensure timely execution of adviser instructions
Work with colleagues to ensure adherence to company procedures and standards
Refer all client complaints and concerns promptly to your Manager, the Adviser and the Compliance Officer
Ensure all client documents and relevant correspondence is saved to client files to ensure advice files are complete
Maintain records according to the company standard
Effective Communication & Support
Communicate with colleagues, clients and product providers as needed
Attend regular Paraplanning meetings to discuss ongoing work and ensure advice approach across the team is similar
Assist the wider team when needed and when there is capacity to do so
Preparation of Advice
Produce financial planning reports for consideration and signoff by advisers taking into account standards for suitability and quality
Analyse client portfolios/products and other relevant information in order to prepare the above
Obtain illustrations and supporting documents as required to complete the advice file for presentation to the client
Prepare cash flow analysis as required
Provide accurate, technical research to ensure that the client file carries all required information to support the recommendations
Liaise with the Compliance department as necessary throughout the advice process
Be a point of technical reference for advisers
Build and maintain various company/ provider panels
Reporting
Maintain the workflow log including the addition of new work requests and updating of completed work
Ensure that work items are closed correctly on the CRM once the work has been carried out
 
The successful candidate will have experience of the following:

Complex IHT and Estate Planning
VCT, EIS and BR Products
Pension/retirement planning
Carry forward and lifetime allowance calculations
Structured products
Trusts

If you are interested in this position, please email your CV to sam@artemisrecruitment.co.uk   

 

Apply for this job

If you are happy for us to contact you in the future with regards to the products or services we provide, please opt in by ticking the box. More information about what we do with the information that you provide in line with the General Data Protection Regulation can be found in our Privacy Policy.