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Type of Position: Financial Executive
Pay: £40k - £45k
Our client is looking for a talented Financial Executive to join their team in London.
Research and technical assessment of cases submitted by Consultants.
Production of compliant and technically accurate suitability letters and reports within reasonable timescales.
Acting as author of suitability letters which will be peer reviewed by the Consultant.
Research for client solutions to guide Consultants.
Assisting the Consultants to answer client queries and provide a solution to their needs.
Liaison with compliance department with technical queries.
Dealing with complex cases and problem solving.
Adhering to anti-money laundering, DPA and compliance procedures.
Ensuring requirements of suitability letter and new business checklist are met.Accurate record keeping of all verbal or written communication with clients and third parties, including content, time, date and circumstances.
Ensure keep up to date with legislation changes and brief Consultants accordingly.
Analyse raw data to assist Advisers in making client recommendations.
Skills and Qualifications:
Diploma in Regulated Financial Planning as a minimum.
4 years minimum relevant IFA industry experience.
Excellent knowledge of all advice areas including retirement planning and pension consolidation.
Bespoke client focussed report writing experience.
Evidence of strong technical knowledge.
Strong understanding of compliance responsibilities and requirements.
Ability to work within a team, providing support and mentoring to more junior members of the team. Overseeing tasks and ensuring high quality work produced by all. Helping with the management of work and the career progression of others.
If you are interested in this position, please email your CV to firstname.lastname@example.org