Paraplanner- Maidstone

Our client is looking for a Paraplanner to join their team. This is a key role within the business, providing support to the Wealth Planning team on financial strategies, plans and products to clients.

Key Responsibilities

 Adherence to Management System & Controls
Maintain an up to date knowledge of company policies and procedures 
Ensure timely execution of adviser instructions
Work with colleagues to ensure adherence to company procedures and standards
Refer all client complaints and concerns promptly to your Manager, the Adviser and the Compliance Officer
Ensure all client documents and relevant correspondence is saved to client files to ensure advice files are complete 
Maintain records according to the company standard
Communicate with colleagues, clients and product providers as needed
Produce financial planning reports for consideration and signoff by advisers taking into account standards for suitability and quality 
Analyse client portfolios/products and other relevant information in order to prepare the above
Obtain illustrations and supporting documents as required to complete the advice file for presentation to the client 
Prepare cash flow analysis as required
Provide accurate, technical research to ensure that the client file carries all required information to support the recommendations
Liaise with the Compliance department as necessary throughout the advice process
Be a point of technical reference for advisers
Build and maintain various company/ provider panels 
Maintain the workflow log including the addition of new work requests and updating of completed work
Ensure that work items are closed correctly on the CRM once the work has been carried out   

Essential Experience:

Complex IHT and Estate Planning 
VCT, EIS and BR Products
Pension/retirement planning 
Carry forward and lifetime allowance calculations
Structured products 
Trusts

If you are interested in this position, please email your CV to sam@artemisrecruitment.co.uk   

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